Blind Justice: Algorithmically Masking Race in Prosecutorial Charging Decisions

Last registered on December 01, 2024

Pre-Trial

Trial Information

General Information

Title
Blind Justice: Algorithmically Masking Race in Prosecutorial Charging Decisions
RCT ID
AEARCTR-0011327
Initial registration date
April 25, 2023

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
May 03, 2023, 4:06 PM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Last updated
December 01, 2024, 10:49 AM EST

Last updated is the most recent time when changes to the trial's registration were published.

Locations

Primary Investigator

Affiliation
Harvard University

Other Primary Investigator(s)

PI Affiliation
Stanford University
PI Affiliation
New York University

Additional Trial Information

Status
In development
Start date
2025-01-01
End date
2025-06-30
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
We designed a "blind charging" algorithm that automatically redacts race-related information from incident reports to prevent racial bias from influencing prosecutorial charging decisions. After successful pilots with two district attorneys, new legislation requires that prosecutors across California must use race-blind charging by 2025. This pending expansion, alongside high levels of interest from prosecutors across the country, makes blind charging a pressing policy issue that deserves further study—particularly in how its rollout affects Black, Hispanic, and other marginalized individuals and their communities. In a randomized control trial (RCT), we will test whether the use of our algorithm reduces bias in charging decisions or causes any unintended adverse impacts (e.g., changes in charging rates for all individuals). We will also estimate the amount of additional time it takes attorneys to conduct race-blind review.
External Link(s)

Registration Citation

Citation
Chohlas-Wood, Alex, Sharad Goel and Julian Nyarko. 2024. "Blind Justice: Algorithmically Masking Race in Prosecutorial Charging Decisions." AEA RCT Registry. December 01. https://doi.org/10.1257/rct.11327-2.0
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Experimental Details

Interventions

Intervention(s)
To prevent race from influencing charging decisions, we created an algorithm that automatically redacts race-related information from free-text police incident reports. Our tool finds and removes not only explicit mentions of race, but also other information that a prosecutor could use to guess an individual’s race, including physical descriptions, names, and locations. Our intervention is showing prosecutors a race-blind version of each case when they make charging decisions.
Intervention (Hidden)
Intervention Start Date
2025-01-01
Intervention End Date
2025-06-30

Primary Outcomes

Primary Outcomes (end points)
The primary outcome of interest for our RCT is whether race-blind reviews reduce differences in charging rates between Black or Hispanic arrestees and all other arrestees.
Primary Outcomes (explanation)

Secondary Outcomes

Secondary Outcomes (end points)
Our secondary outcome of interest is whether race-blind reviews change overall charging rates (e.g., if the lack of personal information like names or neighborhoods causes prosecutors to lose empathy, increasing charging rates overall; or if the race-blind stage causes prosecutors to make decisions that lower the risk of a decision reversal in either direction).

We also plan to measure the amount of time it takes to conduct a race-blind review, and compare it against a similar estimate for the status-quo review procedure.
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
We will randomly assign each incoming case to either a control or treatment condition. In the control condition, cases will be processed according to the status quo procedure, where all evidence is available in an unmodified form at the time of the charging decision.

In the treatment condition, prosecutors will follow a new two-stage charging procedure that allows them to make race-blind charging decisions, while balancing their need to review all available evidence (including photos or videos, which would be difficult to redact). Prosecutors will begin a race-blind review by reading the redacted incident report and recording a preliminary charging decision. Within a couple days, prosecutors will return to the case to review all available materials, including an unredacted version of the incident report, and will make a final decision about whether or not to charge the individual. If their final decision differs from their preliminary, race-blind decision, they will be required to explain the reason for the change, discouraging unconscious or conscious changes made when race information becomes available.
Experimental Design Details
Randomization Method
Randomization done in software by a computer.
Randomization Unit
Randomization by case. Different research sites may decide to randomize at different rates (e.g., 10% of cases to control instead of 50% of cases).
Was the treatment clustered?
No

Experiment Characteristics

Sample size: planned number of clusters
5 research sites (see note below about site withdrawal).
4 research sites will randomize 50% of cases to each arm; with the remaining site randomizing only 10% of cases to control, and the remainder to treatment.
Sample size: planned number of observations
Site 1: 10,000 cases, with 5,000 in control Site 2: 2,000 cases, with 1,000 in control Site 3: 7,500 cases, with 3,750 in control Site 4: 24,700 cases, with 2,470 in control Site 5: 4,800 cases, with 2,400 in control This is 49,000 cases in total. We expect the final number may vary considerably depending on site willingness to continue participation in our experiment. We will run the experiment until we obtain the target number of cases, until two years have elapsed since the start of the experiment in that site, or until a site no longer wishes to participate in our experiment, whichever comes first.
Sample size (or number of clusters) by treatment arms
34,380 cases in treatment, under race-blind review, and 14,620 cases in control.

Note these may change closer to the launch date as sites finalize what proportion of cases they plan to send to treatment and control.
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
We ran 1,000 power simulations to determine statistical power for our experiment. In each simulation, we incorporated estimates of each site's charging rate and proportion of Black/Hispanic and all other arrestees based on historical data from each site. We also estimated each site's number of cases they will send to our experiment each year, as well as the proportion of cases they will send to control, based on recent conversations with each site. We assumed that pre-existing charging rates for Black and Hispanic arrestees were 2.75pp higher than the charging rate for white arrestees, and that the treatment arm reduced 90% of this gap. We generated a synthetic experiment population for each experiment simulation using these parameters. We then fit a logistic regression model to the synthetic population of the form logit(Pr(Y = 1)) = β_0 + β_1 * race + β_2 * treatment + β_3 * race * treatment, where "race" was 1 if the arrestee were Black or Hispanic, and 0 otherwise; and where "treatment" was 1 if the case was randomly assigned to the treatment arm. We then calculated whether the 95% confidence interval for β_3 crossed zero. Under this setup, we expect to detect the primary effect—a reduction in bias in charging decisions—in 81.3% of experiments of this size and design, indicating adequate power to detect small reductions in charging rate differences for Black and Hispanic arrestees. For our secondary outcome, we ran a similar set of simulations with no pre-existing disparity, instead assuming that charging rates for all arrestees were 2.25pp higher or lower in the treatment arm. We then fit a logistic regression model to the synthetic population of the form logit(Pr(Y = 1)) = β_0 + β_1 * race + β_2 * treatment. This is nearly identical to the above model, though we dropped the interaction to simplify the power analysis. We then examined the coefficient β_2 and calculated whether the 95% confidence interval crossed zero. Given this setup, we expect to detect this effect in 80.5% of experiments of this size and design, again indicating adequate power to detect small changes in the overall charging rate. We expect to gain additional statistical power by including a random effect for the prosecutor assigned to make the charging decision and by adjusting for case covariates, including arrestee sex, and age; the day, month, and year of the arrest; the presence of flags on the incident report indicating e.g., domestic violence, elderly victims, gang involvement, weapons, or the use of a body-worn camera; the Census-derived racial composition of the area in which the incident occurred, if the address is available; the precinct or police department where the arrest occurred; two-year retrospective arrest and felony arrest counts for the suspect; the alleged charges; and the number of alleged charges in total.
Supporting Documents and Materials

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IRB

Institutional Review Boards (IRBs)

IRB Name
Harvard University IRB
IRB Approval Date
2022-11-09
IRB Approval Number
IRB22-0670

Post-Trial

Post Trial Information

Study Withdrawal

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Intervention

Is the intervention completed?
No
Data Collection Complete
Data Publication

Data Publication

Is public data available?
No

Program Files

Program Files
Reports, Papers & Other Materials

Relevant Paper(s)

Reports & Other Materials