Learning about others’ incarceration experience and punitive attitudes

Last registered on July 10, 2023

Pre-Trial

Trial Information

General Information

Title
Learning about others’ incarceration experience and punitive attitudes
RCT ID
AEARCTR-0011726
Initial registration date
July 05, 2023

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
July 10, 2023, 9:32 PM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

Primary Investigator

Affiliation
University of Zurich

Other Primary Investigator(s)

PI Affiliation
ETH Zurich, KOF Swiss Economic Institute
PI Affiliation
ETH Zurich, KOF Swiss Economic Institute
PI Affiliation
University of Zurich, Department of Economics
PI Affiliation
University of Zurich, Department of Economics

Additional Trial Information

Status
In development
Start date
2023-07-05
End date
2023-07-31
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
We conduct a randomized controlled trial with a representative sample of the Swiss adult population to study the effect of leaning about others’ prison experience on public attitudes towards law and order and perception of subjective wellbeing during incarceration.
External Link(s)

Registration Citation

Citation
Arman, Arto et al. 2023. "Learning about others’ incarceration experience and punitive attitudes." AEA RCT Registry. July 10. https://doi.org/10.1257/rct.11726-1.0
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Experimental Details

Interventions

Intervention(s)
See below.
Intervention (Hidden)
Intervention Start Date
2023-07-05
Intervention End Date
2023-07-31

Primary Outcomes

Primary Outcomes (end points)
Preference for law and order: We will compute an index by extracting the first principal component using PCA from (1) a donation task and (2) a survey question capturing people’s attitudes towards law and order. In the donation task, individuals will decide whether and how much the experimenter should donate to an organization that supports a tougher penal system or to an organization that supports a more moderate penal system (participants do not know the actual identities of the organizations).

Perception of subjective wellbeing during incarceration: We will compute an index by extracting the first principal component using Principal Component Analysis (PCA) from (1) an incentivized guessing task regarding the average wellbeing of inmates in a prison in the canton of Zurich and (2) a survey instrument capturing people’s beliefs about their own wellbeing during imprisonment. In the guessing task, individuals will guess the average answer inmates gave when asked about their wellbeing in prison on a scale from zero to ten, and are paid for accurate guesses.
Primary Outcomes (explanation)

Secondary Outcomes

Secondary Outcomes (end points)
We will explore different motives underlying preferences for law and order, i.e., the weight that subjects assign to different purposes of incarceration: (i) punishment/restoring justice, (ii) general deterrence, (iii) specific deterrence, (iv) incapacitation, and (v) rehabilitation. We will study the effect of the treatment on these motives and assess the correlation between the motives and our preference for law and order index.

We will explore subjects’ support for criminal justice reforms to i) improve incarceration conditions, ii) use alternative sanctioning forms, and (iii) provide more rehabilitation programs. We will study the effect of the treatment on support for these reforms and assess the correlation between the support for these reforms and our preference for law and order index.

We will explore the effects of the treatment on questionnaire measures of trust in institutions and perceptions of procedural fairness.
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
Participants:
The panel provider Cint will help us collect a representative sample of 1’000 adults living in the German-speaking part of Switzerland to our online experiment. At the start of the survey, we will ask participants about their age, their home canton and their citizenship status, in case there was an error in the recruiting process conducted by the panel provider. We include subjects who are at least 18 years old, who live in a primarily German-speaking canton and who possess Swiss citizenship. Then, we conduct an attention check – following Oppenheimer et al. (2009) – to screen out subjects that are not reading or following our instructions diligently. In a next step, we will ask subjects whether they were ever incarcerated in their life. As our treatment (for details, see below) might trigger psychological distress for subjects who were previously incarcerated, we do not want to expose such subjects to the statements of real inmates for ethical reasons. In contrast, we will consider these subjects as an observational group that will not be randomized into the treatment arm of the information experiment and consequently not be included in the estimation of treatment effects. For explorative purposes, we will compare the answers of these subjects with those that were never incarcerated and who are randomized into the control group (for details, see below).

Treatments:
For subjects who were never incarcerated, we will randomly assign them into a treatment and a control group. Subjects in the treatment group will be presented 5 randomly selected and anonymized statements from real prison inmates. The statements were collected by surveying inmates in a prison in the canton of Zurich, Switzerland. More specifically, the statements represent the prisoners’ answers to the question: “What situations are causing you the most stress right now?”. To expose our study participants to a more representative impression of prison experience, we tried to include as many inmates’ statements into the treatment as possible. We excluded any statements with less than five words, since these were not informative enough to provide any insight into prison conditions. We translated statements from six languages (English, French, Italian, Portuguese, Albanian and Serbian) into German, minimally adjusted these with regards to spelling and capitalization, and screened out statements where inmates hinted at or mentioned their own nationality, since this could cause resentments from survey respondents against those nationalities. From the curated pool of statements each subject in the treatment group will be shown statements from 5 randomly selected inmates and for each statement they will rate the wellbeing of the inmates to ensure the subjects are engaging with the statements. Subjects in the control group will not be presented any statements.

Following the experimental manipulation, all participants will then be answering survey questions about their trust in institutions and their perception of procedural fairness.

Afterwards, we will elicit subjects’ preferences for law and order (first primary outcome). For this, we will first collect a behavioral measure of attitudes towards law and order by presenting participants with an incentivized donation task with political organizations as beneficiaries. In this task, subjects have the chance to donate to one of two organization: one that is advocating for harsher punishment of crime and one that is advocating against harsh punishment. Such a donation task allows to cleanly elicit subjects’ attitudes towards detention conditions in an incentivized way. Apart from the donation task, we will elicit subjects’ preferences for law and order with a survey question on how strongly they support strict law enforcement and harsh sentencing.

In a next step, we will study the weight subjects’ attach to different motives of incarceration (secondary outcome). For this, we will instruct them to think about their answer to the previous question on how strongly they support strict law enforcement and harsh sentencing. Then, we will ask them how much weight they assigned to each of the following five motives: (i) punishment/restoring justice, (ii) general deterrence, (iii) specific deterrence, (iv) incapacitation, and (v) rehabilitation. Moreover, we will elicit subjects’ support for criminal justice reforms to i) improve incarceration conditions, ii) use alternative sanctioning forms, and (iii) provide more rehabilitation programs. on (secondary outcome). This will allow to validate their preferences for law and order (first primary outcome) by running correlational analysis and comparing this to subjects’ support for these policy proposals.

The survey proceeds with the elicitation of subjects’ beliefs about subjective wellbeing during incarceration. We will implement an incentivized guessing task to get a behavioral measure of their beliefs. Subjects will be told that we asked actual inmates in a Swiss Prison about their wellbeing on a 11-point Likert-scale from 0 (extremely bad) to 10 (extremely good). Subjects will then be instructed to estimate the inmates’ average response. The three most accurate answers will receive a CHF 50 voucher for an online store. Apart from the guessing task, we will elicit subjects’ beliefs with a survey question on their expected hypothetical wellbeing if they were to be incarcerated on the next day for 6 months.

Finally, we administer a 4-item version of the interpersonal reactivity index to obtain a measure of trait empathy. With this empathy index we explore whether the treatment has a differential effect on participants who score above the median in terms of their trait empathy.

The survey concludes with questions on subjects’ risk preferences, political tendencies, criminal identity and some demographic information. To control for possible demand effects, we include the social desirability-gamma short scale by Niessen et al. (2019) and finish the survey with an open question regarding what subjects think the purpose of this study was.
Experimental Design Details
Randomization Method
The randomization is implemented with the online survey tool Qualtrics. After subjects have passed the attention checks and screener questions, Qualtrics randomly assigns those subjects that were never incarcerated into a treatment and a control group. Subjects that were previously incarcerated will be considered as an observational group that will not be randomized.
Randomization Unit
Individual
Was the treatment clustered?
No

Experiment Characteristics

Sample size: planned number of clusters
-
Sample size: planned number of observations
1000 participants.
Sample size (or number of clusters) by treatment arms
We expect slightly less than 500 participants in the treatment group and slightly less than 500 participants in the control group (as we only expect very few subjects that were previously incarcerated and that will subsequently not be randomized into the treatment or the control group).
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
IRB

Institutional Review Boards (IRBs)

IRB Name
Human Subjects Committee of the Faculty of Economics, Business Administration, and Information Technology, University of Zurich
IRB Approval Date
2023-07-04
IRB Approval Number
OEC IRB # 2023-056

Post-Trial

Post Trial Information

Study Withdrawal

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Intervention

Is the intervention completed?
No
Data Collection Complete
Data Publication

Data Publication

Is public data available?
No

Program Files

Program Files
Reports, Papers & Other Materials

Relevant Paper(s)

Reports & Other Materials