Building Legal Capacity: Evidence from the D.R. Congo

Last registered on October 04, 2023

Pre-Trial

Trial Information

General Information

Title
Building Legal Capacity: Evidence from the D.R. Congo
RCT ID
AEARCTR-0011953
Initial registration date
September 20, 2023

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
October 04, 2023, 1:32 PM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

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Primary Investigator

Affiliation
The World Bank

Other Primary Investigator(s)

PI Affiliation
University of California, Berkeley
PI Affiliation
University of Southern California
PI Affiliation
University of California, Berkeley
PI Affiliation
University of California, Berkeley
PI Affiliation
University of Chicago

Additional Trial Information

Status
On going
Start date
2023-02-01
End date
2026-06-02
Secondary IDs
Prior work
This trial is based on or builds upon one or more prior RCTs.
Abstract
Resolving disputes is integral to the accumulation of state capacity. Yet often policymakers privilege fiscal capacity building in fragile states over legal capacity building. In this project, we study a low-capacity state—the D.R. Congo—seeking to establish legal authority and how its efforts to do so shape citizens’ demand for the state. Specifically, we examine the randomized rollout of a legal capacity building program implemented at scale in the city of Kananga (DRC) by the Ministry of Justice and a local NGO. In this program, citizens with local disputes are randomly assigned to receive subsidized mediation overseen by state lawyers, customary chiefs, or to remain in the status quo. We compare the impartiality of the state and customary justice system and examine effects of the program on property rights security and citizens’ views of and willingness to pay for the formal state.
External Link(s)

Registration Citation

Citation
Bergeron, Augustin et al. 2023. "Building Legal Capacity: Evidence from the D.R. Congo." AEA RCT Registry. October 04. https://doi.org/10.1257/rct.11953-1.0
Sponsors & Partners

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Experimental Details

Interventions

Intervention(s)
We evaluate the randomized implementation of a large-scale legal capacity building program in the city of Kananga (DRC). This program, overseen by the Ministry of Justice, has the goal of boosting the resolution of local disputes over property, debt, and petty theft. Given the coexistence of the state and customary sectors in DRC, the program has two main arms: a state legal capacity building arm, where state lawyers serve as mediation authorities, and a customary capacity building arm where customary chiefs instead take on this role. After creating a systematic register of all disputes in the city, cases are randomly assigned to mediation overseen by a state lawyer, a customary chief, or to remain in the status quo in which citizens could pursue either of these options (unsubsidized) or seek mediation by the neighborhood chief, though most often disputes remain unresolved.

In addition, we cross-randomize three sub-treatments:
1. Escalation to higher court: in both treatments, a share of cases is randomly assigned to receive the option of escalation to a higher state or customary court. If the first stage of mediation fails, parties have the opportunity to escalate the case to the Public Prosecutor in the state legal arm or to the customary Royal Court in the customary arm, at a subsidized cost.
2. Formal Document: in both treatments, a share of cases is randomly assigned to have the adjudicators issue a formal letter outlining the mediation outcome with signatures from all relevant parties.
3. Leopard Skin: in the customary arm, a share of cases is randomly assigned to grant the option to customary mediators to use a leopard skin in the mediation process. Leopard skins, in customary tradition, represent a high-stake tool to coerce conflict parties into telling the truth.

We compare the impartiality of the state and customary justice system and examine effects of the program on property rights security and citizens’ views of and willingness to pay for the formal state.
Intervention Start Date
2023-07-14
Intervention End Date
2024-12-31

Primary Outcomes

Primary Outcomes (end points)
The perceived and observed impartiality, capacity, and effectiveness of the state and customary justice systems; property rights security and social cohesion; citizens’ conceptions of justice; and citizens’ views of and willingness to pay for the formal state.
Primary Outcomes (explanation)
See PAP

Secondary Outcomes

Secondary Outcomes (end points)
Detailed dispute resolution outcomes: costs (official and unofficial), time to resolve, durability of outcomes, characteristics of the mediation process.
Secondary Outcomes (explanation)
See PAP

Experimental Design

Experimental Design
In collaboration with the Ministry of Justice, we study a randomized controlled trial. The randomization is stratified on conflict type, co-ethnicity of the mediator and plaintiff, the gender of the plaintiff, and the perceived difficulty of the case.
Experimental Design Details
Not available
Randomization Method
The randomization is done by a computer.
Randomization Unit
The randomization unit is the case.
Was the treatment clustered?
Yes

Experiment Characteristics

Sample size: planned number of clusters
N/A. We are studying a case-level randomization.
Sample size: planned number of observations
There are approximately 60,614 compounds in Kananga. We anticipate an average of 8% conflict reporting, which corresponds to approximately 4,849 conflict cases in the city. In addition, we randomly sample roughly 4,100 households across 432 neighborhoods and invite them to participate in a baseline and endline survey. At endline, we will collect a very short survey with all compounds in Kananga.
Sample size (or number of clusters) by treatment arms
See PAP
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
See PAP
IRB

Institutional Review Boards (IRBs)

IRB Name
Committee for Protection of Human Subjects at the University of California, Berkeley
IRB Approval Date
2023-01-05
IRB Approval Number
2022-03-15168