Testing the Impact of Guaranteed Basic Income for Low-Income Households in Rochester

Last registered on August 14, 2024

Pre-Trial

Trial Information

General Information

Title
Testing the Impact of Guaranteed Basic Income for Low-Income Households in Rochester
RCT ID
AEARCTR-0014150
Initial registration date
August 08, 2024

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
August 14, 2024, 2:26 PM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

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Primary Investigator

Affiliation
University of Notre Dame

Other Primary Investigator(s)

Additional Trial Information

Status
On going
Start date
2023-06-22
End date
2026-12-31
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
The City of Rochester is piloting a new guaranteed basic income program. Interested low-income residents applied to the pilot, and a subset of applicants were randomly selected to receive payments of $500 each month for a year. The program was administered in two cohorts, with the first cohort receiving monthly payments from September 2023 through August 2024, and the second cohort receiving monthly payments from December 2023 through November 2024. Recipients faced no restrictions on how they could use the cash payments. The City of Rochester (City) and the Black Community Focus Fund (BCFF) are collaborating with the Wilson Sheehan Lab for Economic Opportunities (LEO) on an impact evaluation testing the effect that receiving these payments had on low-income Rochester residents.
External Link(s)

Registration Citation

Citation
Turner, Patrick. 2024. "Testing the Impact of Guaranteed Basic Income for Low-Income Households in Rochester." AEA RCT Registry. August 14. https://doi.org/10.1257/rct.14150-1.0
Experimental Details

Interventions

Intervention(s)
The treatment group is composed of individuals who were contacted by BCFF for program enrollment. Applicants who were enrolled in the program received $500 per month over a total of 12 months. The control group, which is composed of all applicants who were not selected to be contacted by BCFF for program enrollment, did not receive monthly GBI payments. During the program application, individuals could express interest in the City’s financial coaching program. Those who expressed an interest, both individuals in the treatment and control groups, were contacted by the City’s Office of Financial Empowerment with additional information about the free services offered by the Rochester Financial Empowerment Center.
Intervention Start Date
2023-09-15
Intervention End Date
2024-11-01

Primary Outcomes

Primary Outcomes (end points)
Total balance in collections (8 quarters)
Total balance in derogatory accounts (8 quarters)
Average standardized treatment effect on financial distress/anxiety outcomes from survey (12 months)
Primary Outcomes (explanation)
Financial distress domain comprised of: Unable to afford enough food (last 12 months); Charged a late fee by landlord or mortgage lender (last 12 months); Utilities disconnected (last 12 months); Evicted or foreclosed on (last 12 months); Worried about eviction or foreclosure (last 12 months); Worried about utilities disconnection (last 12 months); Anticipate actual hardship often or almost always (next 3 months); Somewhat worried or very worried about eviction or foreclosure (next 3 months); Somewhat worried or very worried about utilities disconnection (next 3 months); Selected $25 gift card survey incentive to be received this week rather than the
$50 gift card in a month

Secondary Outcomes

Secondary Outcomes (end points)
See pre-analysis plan
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
Program slots were allocated to applicants through a randomly sorted list. The City provided the research team with application information for all program applicants. The research team first cleaned the list of applications and removed duplicate applications in the instances where the same individual applied for the program multiple times. In total, there were 11,698 eligible and unique applicants.

The research team then identified household groups within the application data. Applicants provided names and ages of other household members in the application. Applicants were grouped into households based on address information and matching names across listed household members. Each individual on the list of unique applicants was assigned a random number and the list was sorted from smallest to largest numbers. In total, there were 11,590 household groups among the 11,698 applicants. During each cohort’s enrollment period, the research team provided contact information to BCFF working down the randomly sorted list until all program slots were filled. If an individual was selected from a household group with more than one applicant, all subsequent individuals in that household group would be skipped even if they had a sufficiently low random number to be selected. Thus, the number of applications in a household group slightly affected an applicant’s treatment probability. In total, 203 and 207 individuals were contacted to enroll the 175 and 176 program participants in cohorts 1 and 2, respectively.
Experimental Design Details
Not available
Randomization Method
Randomly sorted list of applications
Randomization Unit
Individual
Was the treatment clustered?
No

Experiment Characteristics

Sample size: planned number of clusters
11,590
Sample size: planned number of observations
11,590
Sample size (or number of clusters) by treatment arms
11,180 control; 410 treatment (with 351 treated)
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
See pre-analysis plan
Supporting Documents and Materials

Documents

Document Name
Follow-up Survey
Document Type
survey_instrument
Document Description
File
Follow-up Survey

MD5: a4f4c51ef2f8e672a2fb6b66269a376a

SHA1: 68c05402e223bbc83cb9e43e25b637c332b8d061

Uploaded At: August 08, 2024

IRB

Institutional Review Boards (IRBs)

IRB Name
University of Notre Dame Institutional Review Board
IRB Approval Date
2023-11-17
IRB Approval Number
23-10-8168
Analysis Plan

Analysis Plan Documents

Rochester GBI Pilot PAP

MD5: e36c79f5332ba1c10030cc8e3a38cc22

SHA1: 6a2fa09677015a73a6e3770d49c6a3d57ffe69d4

Uploaded At: August 08, 2024