Mandatory Protection: Survey Evidence on Internalities, Externalities, and Paternalistic Preferences

Last registered on May 18, 2026

Pre-Trial

Trial Information

General Information

Title
Mandatory Protection: Survey Evidence on Internalities, Externalities, and Paternalistic Preferences
RCT ID
AEARCTR-0018375
Initial registration date
May 14, 2026

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
May 18, 2026, 7:21 AM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

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Primary Investigator

Affiliation
Helmut-Schmidt-University, Hamburg

Other Primary Investigator(s)

PI Affiliation
Max Planck Institute for Tax Law and Public Finance

Additional Trial Information

Status
In development
Start date
2026-05-26
End date
2026-12-31
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
This survey experiment studies demand for regulation in policy-relevant scenarios involving self-harming behavior (internalities) and externalities. We examine how individuals trade off the benefits of regulation (e.g., protection from negative consequences) against its costs (e.g., restrictions on freedom of choice). In order to do so, we measure perceptions of internal and external harms, as well as the subjective instrumental and intrinsic value of choice rights, and relate these to the acceptance of the latter. A key question is whether individuals are aware of the trade-off between protection and choice rights, and when regulation is regarded as paternalistic. In a between-subjects design (neutral, internality, externality), we also exogenously vary the salience of internalities and test the effect on the support for regulation.
External Link(s)

Registration Citation

Citation
Meemann, Christine and Sven A. Simon. 2026. "Mandatory Protection: Survey Evidence on Internalities, Externalities, and Paternalistic Preferences." AEA RCT Registry. May 18. https://doi.org/10.1257/rct.18375-1.0
Experimental Details

Interventions

Intervention(s)
The survey study addresses the following research questions:

1. Is support for regulatory interventions shaped by perceived individual costs and benefits?
1a. Costs: Is support for regulation related to instrumental and/or intrinsic valuations of choice rights?
1b. Benefits: Is support for regulation related to individuals' perceptions of internalities and/or externalities?
1c. Trade off: How is the awareness of a trade off between restriction and protection related to individual costs and benefits?

2. Is acceptance of internal and external harms (i.e., tolerance for such harms) related to instrumental and/or intrinsic valuations of choice rights?

3. Are regulatory interventions perceived as paternalistic?

4. How does support for regulation vary with the salience of internalities and externalities?

We additionally conduct exploratory analyses to examine heterogeneity in preferences and trade-offs across individuals and conditions. These analyses are labeled as exploratory.
Intervention Start Date
2026-05-26
Intervention End Date
2026-08-28

Primary Outcomes

Primary Outcomes (end points)
Primary outcomes:
- Support for regulation (regulatory preference)
- Perceived paternalism
- Acceptance of internalities
- Acceptance of externalities
- Perceived general trade-off between protection and freedom

Key explanatory variables (mechanisms):
- Instrumental valuation
- Intrinsic valuation
- Perception of externalities
- Perception of internalities
- Scenario indicator (as control variable)
Primary Outcomes (explanation)

Secondary Outcomes

Secondary Outcomes (end points)
- Sociodemographic characteristics (e.g., income, education, age, gender, religious affiliation)
- General attitudes toward freedom and regulation
- General control variables (e.g., trust)
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
The survey consists of three parts, with Part 1 being the main component of the study:

Part 1. Participants are presented with short, hypothetical but realistic policy-relevant scenarios (vignettes) set in Germany. After each vignette, participants answer a set of questions measuring their support for regulation (regulatory preference), acceptance of internalities and externalities, perceived trade-offs between protection from internalities and externalities and freedom, and further related attitudes (see primary outcomes).

Each participant evaluates two scenarios. The order of scenarios and assignment to participants are randomized. We control for order effects in all analyses. We may restrict the analysis to the scenario on order first.

Part 2. General questions on attitudes toward freedom and regulation.

Part 3. Post-experimental questionnaire.

We include a set of scenarios covering different policy contexts (list provided below):
- Ban on cigarettes and tobacco products (physical health)
- Ban on the use of beauty filters on social media (mental health and society)
- Mandatory helmet use among cyclists (physical health and society)
- Ban on oil and gas heating systems (environment)

We implement a between-subjects design with three treatment conditions:

1. Neutral: Description of the status quo in different countries.
2. Internality: Description of the status quo plus information about potential internal harms.
3. Externality: Description of the status quo plus information about potential external harms.
Experimental Design Details
Not available
Randomization Method
Randomization done by a computer (treatment and scenario).
Randomization Unit
Individual level.
Was the treatment clustered?
No

Experiment Characteristics

Sample size: planned number of clusters
No clustering.
Sample size: planned number of observations
Number of total observations: 2,400 participants x 2 scenarios = 4,800 observations.
Sample size (or number of clusters) by treatment arms
Observations per scenario (first shown):
600 scenario I (cigarettes)
600 scenario II (beauty filters)
600 scenario III (helmets)
600 scenario IV (heating)

Participants per treatment (scenario first shown):
800 Neutral
800 Internality
800 Externality
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
We base our power analysis on the between-subject comparison for the salience treatments, using the most conservative restriction of using only the scenario first shown. These comparisons yield the smallest number of observations. Under these assumptions, we are able to detect a minimum effect size of d = 0.3. This corresponds to a 1-point difference on our 11-point Likert scale, assuming alpha=0.05, beta=0.8, and, conservatively, an uniform distribution of participants across grid points.
IRB

Institutional Review Boards (IRBs)

IRB Name
German Association for Experimental Economic Research e.V.
IRB Approval Date
2026-05-14
IRB Approval Number
tsdfDBsp