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Abstract Schools are an attractive leverage point for improving diets, thanks to their continuous and intensive contact with children and youngsters whose eating habits can be shaped and the high potential to reach adults through children. In Vietnam, several initiatives to promote healthier diets have taken place, but attempts to increase children’s motivation to eat healthier have been sparse and not been assessed to be successful. In Dong Anh, consumption of fruits and vegetables is suboptimal and overweight and obesity among children a worrying health consequence. This study will assess how school-based nutrition education will increase children’s consumption of healthy foods, and how this helps to increase the parents’ knowledge of healthy food, obesity, and healthy diets. Moreover, this research will also explore qualitatively if the school-based activity induces parents to provide more meaningful feedback to school administrators/food providers about children’s meals and if this increases the willingness of food contractors to adopt healthier additions to school meals. We will implement three interventions: First, this research will provide children with the opportunity to learn about food and nutrition in the school meal setting, contrary to the usually detached nutrition lessons. Second, healthy snacks will be provided during the afternoon break of the treated children. Lastly, the children will be encouraged to share what they have learned during the nutrition education sessions with their family members. The activity is designed in collaboration with the National Institute of Nutrition. The research employs a clustered randomized control trial. The study population are of 3rd, 4th and 5th graders from all primary schools in the Dong Anh District, out of which 12 schools will be sampled to participate in the research. The unit of intervention planned will be 3th, 4th and 5th grade classes within the schools. In each school (as a block), all the classes in one or two of the three grades (randomly selected from the 3 grades) will be in the treatment group, while all the classes in the remaining grades will be in the control group. Schools are an attractive leverage point for improving diets, thanks to their continuous and intensive contact with children and youngsters whose eating habits can be shaped and the high potential to reach adults through children. In Vietnam, several initiatives to promote healthier diets have taken place, but attempts to increase children’s motivation to eat healthier have been sparse and not been assessed to be successful. In Dong Anh, consumption of fruits and vegetables is suboptimal and overweight and obesity among children a worrying health consequence. This study will assess how school-based nutrition education will increase children’s consumption of healthy foods, and how this helps to increase the parents’ knowledge of healthy food, obesity, and healthy diets. We will implement two interventions: First, this research will provide children with the opportunity to learn about food and nutrition in the school meal setting, contrary to the usually detached nutrition lessons. The design of nutrition lessons incorporates insights from behavioral economic literature. Children will be encouraged to share what they have learned during the nutrition education sessions with their family members. Second, healthy snacks will be provided during the break of the treated children. The activity is designed in collaboration with the National Institute of Nutrition. The research employs a clustered randomized control trial. The study population are of 3rd, 4th and 5th graders from all primary schools in the Dong Anh District, out of which 12 schools will be sampled to participate in the research. The unit of intervention planned will be 3th, 4th and 5th grade classes within the schools. In each school (as a block), all the classes in one or two of the three grades (randomly selected from the 3 grades) will be in the treatment group, while all the classes in the remaining grades will be in the control group.
Last Published January 09, 2019 04:02 PM June 03, 2019 11:21 AM
Intervention (Public) Treatment 1: The treated children will be given lunch time presentations (nutrition information communication) and encouraged to share their knowledge with their parents (child-parent communication about healthier diets). Due to the limited time and facility available at schools, we will keep the nutrition education and communication activities for children short and relevant. The messages will focus on the 4-6 types of fruit and vegetables, some of which are served to children during their lunch times, and some are considered of exceptional nutritional value “superfood”. The teachers will be trained to provide this message to children in a 5-minute show-and-tell talk right before the lunch time. Complementing the presentation will be leaflets/posters with the same contents. The talk will cover the benefits of eating FAV for children, the risks of not eating enough FAV, and healthy methods for FAV preparation. The materials for this activity are developed by NIN. Children will be encouraged (with age-appropriate in-kind rewards such as stickers bearing fruits and vegetables cartoons) to share what they have learned during the nutrition education sessions with their family members. The children will be given tips to communicate with their parents, as well as provided with supplementary communication materials such as leaflets to give their parents. Through their children, the parents will also be provided with instructions on how to provide recommendations for the school meals to food contractors and schools. They can send text messages to a dedicated line, or return a filled survey to the schools voicing their opinion of the school food. These treatment activities will last for 5 weeks. Treatment 2: In addition to the Treatment 1, the treated will also be provided with health snacks during the afternoon breaks. In Dong Anh, no snack is provided in the afternoon, which prompted children to either bring their own snacks (e.g. sweetened milk or cakes, hardly fruits or nuts) or buy processed snacks outside schools. We will recruit a contractor for supplying seasonal fruits as snacks to the schools, ensuring the selected company meets legal, safety and any school-based requirements to provide food for children at school. The fruit will be provided for children during the afternoon break. The snacks will serve as (i) outcome measurement: if the information session motivates the children to eat more FAV, and (ii) a default healthier option which can potentially replace their less healthy snacks. This snack provision will also take place in 5 weeks on a sub-set of children who were given nutrition lessons. Control: No intervention on the control group. Treatment 1: The treated children will be given lunch time presentations (nutrition information communication) and encouraged to share their knowledge with their parents (child-parent communication about healthier diets). Due to the limited time and facility available at schools, we will keep the nutrition education and communication activities for children short and relevant. The messages focus on the balanced diets, the recommended daily consumption of fruits and vegetables, the benefits of fruits and vegetables, and how to incorporate more fruits and vegetables into their meals. The teachers will be trained by NIN specialists to provide this message to children in a 5-minute show-and-tell talk right before the lunch time. Complementing the presentation will be leaflets/posters with the same contents. The materials for this activity are developed by NIN. Children will be encouraged (with age-appropriate in-kind rewards such as stickers bearing fruits and vegetables cartoons) to share what they have learned during the nutrition education sessions with their family members. The children will be given tips to communicate with their parents, as well as provided with supplementary communication material (leaflets bearing the same contents as the lessons for children) to give their parents. The parents are requested to sign a form confirming their receipt of the leaflets, as well as commitment to help children eat more fruits and vegetables. The parents will also be provided with instructions on how to provide recommendations for the school meals to food contractors and schools. They can send text messages to a dedicated line, or return a filled survey to the schools voicing their opinion of the school food. These treatment activities last for 5 weeks. Lesson plans and materials for each week are designed by NIN and supplied to the teachers on the training day. Treatment 2: In addition to the Treatment 1, the treated will also be provided with healthy snacks during the afternoon breaks. In Dong Anh, no snack is provided during the breaks, which prompted children to either bring their own snacks (e.g. sweetened milk or cakes, hardly fruits or nuts) or buy processed snacks outside schools. We will recruit a contractor for supplying seasonal fruits as snacks to the schools, ensuring the selected company meets legal, safety and any school-based requirements to provide food for children at school. The fruit will be provided for children during the morning break, so that it does not clash with the on-going school milk program (where children drink bottled milk during the afternoon break). The snacks will serve as (i) outcome measurement: if the information session motivates the children to eat more FAV, and (ii) a default healthier option, which can potentially replace their less healthy snacks. This snack provision will also take place in 5 weeks on a sub-set of children who were given nutrition lessons. Control: No intervention on the control group. Children and parents in the control group are given the same instructions as those in the treatment group to complete the food diaries.
Primary Outcomes (Explanation) The study will involve 3 data collection rounds: baseline, endline 1 (right after the intervention ends) and endline 2 (six months after endline 1). Baseline data will be used to validate the assumptions, adapt the theories, re-estimate the power, and adjust the pre-analysis plans accordingly. Besides, balance tests will be performed on baseline data to check if randomization has resulted in groups similar in relevant covariates. We will use standard data analysis techniques used in randomization studies to measure the treatment effects (Khandker, B. Koolwal, & Samad, 2009). Outcome variables for children: A KAP (knowledge, attitude and practice) questionnaires will be used to measure the knowledge of and attitude towards vegetable and fruit consumption. A FAV consumption frequency question will be included under “Practice”. The questionnaire will be carried out in a face-to-face interview with children. To measure the consumption of fruits and vegetables at school, research assistants (RA) will observe the children during lunch time/afternoon snacks to fill in the school food diaries. The food diary will not only cover fruits and vegetables, but also other foods, to put fruit and vegetable consumption in the overall context of a diet. Lunch time: The RAs will hand in the food trays (with stickers to identify the sampled children) with standardized portions. After children finish eating, they will collect the identified trays, measure the leftover (or extra food – the RA can see if he/she asks for extra food from the teacher/enumerator; and/or estimate the amount of food she/he was given by another student) and fill in the school food diaries for each children. Afternoon break: The RAs will observe if the children pick up the provided food or take their home food and fill in the school food diary. School food diaries will be done in 2 days: the day when the presentation is given, and 2 days afterwards. To measure the consumption of fruits and vegetables at home, children will be instructed by RAs to fill in the home food diary at home themselves (with the parents’ help). The home food diaries will also be done in 2 days as per the school food diaries. Outcome variables for parents: A KAP survey for parents will be implemented to measure the knowledge and attitude towards fruits and vegetables consumption. The parents will be instructed by RAs to fill in the food diary themselves. The food diaries will also be done in 2 days as per the school food diaries. The following variables/indicators will be used to assess the knowledge level on FAV: - The number of incorrect/”do not know” answers to the questions on FAV - The proportion of respondents who got all the answers on FAV correct The following variables/indicators will be used to assess the attitude towards FAV: - The scores on perceived barriers to FAV consumption - The proportion of respondents who have X barriers to FAV consumption - The score on perceived benefits of FAV consumption - The proportion of respondents who recognize all the benefits of FAV consumption - The score on perceived susceptibility to FAV insufficient consumption - The proportion of respondents who considered themselves not eating enough FAV - The score on food preference (“whether you like the taste” of FAV) - The proportion of respondents who like the taste of FAV The following variables/indicators will be used to assess consumption of fruits and vegetables - Consumption (in grams) of the fruits and vegetables explicitly promoted in the activities – during lunch time - Consumption (in grams) of the fruits and vegetables explicitly promoted in the activities – during afternoon break - Total consumption (in grams) of fruits and vegetables consumed out of school in a day - Total consumption (in grams) of fruits and vegetables in a day - The share of FAV in total food consumption (in grams) (in %) in a day - The share of FAV in total food consumption (in Kcal) (in %) in a day - Daily frequency of FAV consumption - Weekly frequency of FAV consumption The study will involve 3 data collection rounds: baseline, endline 1 (right after the intervention ends) and endline 2 (six months after endline 1). Baseline data will be used to validate the assumptions, adapt the theories, re-estimate the power, and adjust the pre-analysis plans accordingly. Besides, balance tests will be performed on baseline data to check if randomization has resulted in groups similar in relevant covariates. We will use standard data analysis techniques used in randomization studies to measure the treatment effects (Khandker, B. Koolwal, & Samad, 2009). Outcome variables for children: A KAP (knowledge, attitude and practice) questionnaires will be used to measure the knowledge of and attitude towards vegetable and fruit consumption. A FAV consumption frequency question will be included under “Practice”. The questionnaire will be carried out in a face-to-face interview with children. To measure the consumption of fruits and vegetables at school, research assistants (RA) will observe the children during lunch time/afternoon snacks to fill in the school food diaries. The food diary will not only cover fruits and vegetables, but also other foods, to put fruit and vegetable consumption in the overall context of a diet. Lunch time: In Dong Anh, all the lunches in schools are provided in food trays with standardized foods (portioned by the school food provider staff). The RAs will hand in the food trays (with stickers to identify the sampled children). After children finish eating, they will collect the identified trays, measure the leftover (or extra food – the RA can see if he/she asks for extra food from the teacher/enumerator; and/or estimate the amount of food she/he was given by another student) and fill in the school food diaries for each children. Morning break: The RAs will observe if the children pick up the provided food or take the food home and fill in the school food diary. School food diaries will be done in 2 days of the school week (e.g. Tuesday and Thursday; Wednesday and Friday, Monday and Wednesday). To measure the consumption of fruits and vegetables at home, children will be instructed by RAs to fill in the home food diary at home themselves (with the parents’ help if necessary). The home food diaries will also be done in 3 days, so that what the children eat during the weekend is also recorded. Outcome variables for parents: A KAP survey for parents will be implemented to measure the knowledge and attitude towards fruits and vegetables consumption. The parents will be instructed by RAs to fill in the food diary themselves. The food diaries will also be done in 2 days as per the school food diaries. The following variables/indicators will be used to assess the knowledge level on FAV: - The average number of incorrect/”do not know” answers to the questions on FAV - The proportion of respondents who know the correct amount of recommended FAV The following variables/indicators will be used to assess the attitude towards FAV: - The average scores on perceived barriers to FAV consumption - The score on perceived benefits of FAV consumption - The proportion of respondents who recognize all the benefits of FAV consumption - The score on perceived susceptibility to FAV insufficient consumption
Randomization Method Out of 12 schools, 6 of them will have 2 grades who are in the treatment group, the other grade in the control group, and half of them will have 1 grade who is in the treatment group, the other 2 grades in the control group. Whether a school has 1 or 2 grades in the treatment group will be determined in a public lottery where the school administrators participate and draw straws. This design has the following advantages: It is easier to convince the schools to treat one entire grade than some classes from different grade; besides, coming from different grades the children from the treatment group and control group are less likely to interact with each other, preventing diffusion of treatment. In each school, which grade(s) to receive the treatment out of the 3 grades (3rd, 4th and 5th) will be randomly selected. All the classes within that grade will receive treatment. Half of the classes will be randomly assigned to treatment 1 or treatment 2. Randomization will be done using the statistical package Stata. Assuming each grade has the same number of classes (7 classes per grade), in 12 schools there will be 252 classes, half of which will be in the control group and the other in the treatment group. All randomization will be done using the statistical package Stata. Treatment 1: Out of 12 schools, 6 of them will have 2 grades who are in the treatment group, the other grade in the control group, and the other 6 will have 1 grade who is in the treatment group, the other 2 grades in the control group. The schools are first randomly paired up. Then, for each pair, 1 grade (out of 6 grades in total for 2 schools, e.g. grade 3 in school 1) is randomly selected to be treated. The other two grades in the same school (grade 4&5 in school 1) will be in the control group, while in the paired schools, the same grades (grade 4&5 in school 2) will be treated, the other grade (grade 3 in school 2) will be in the control group. Once a grade is selected for treatment, all the classes within that grade will receive treatment. Assuming each grade has a similar number of classes (5-6 classes per grade), in 12 schools there will be about 200 classes, half of which will be in the control group and the other in the treatment group. This design has the following advantages: It is easier to convince the schools to treat one entire grade than some classes from different grade; besides, coming from different grades the children from the treatment group and control group are less likely to interact with each other, preventing diffusion of treatment. Treatment 2: Out of 6 pairs of schools, 1 of them is randomly selected to be treated. All the classes of the three grades in each of these 2 schools will be given fruits as snacks during the (morning) break.
Randomization Unit Randomization of treatment is done at the classroom level. Randomization of treatment 1 is done at the grade level. Randomization of treatment 2 is done at the pair of schools level.
Planned Number of Clusters Approximately 252 classrooms Approximately 200 classrooms in 36 grades
Planned Number of Observations 10 children in each of the 252 classes, which corresponds to 2,520 children (and their parents) in total. 10 children in each of the 200 classes, which corresponds to around 2000 children (and their parents) in total.
Sample size (or number of clusters) by treatment arms 126 clusters (classrooms) in the control group, 52 clusters in the treatment group 1 (communication activities only), 52 clusters in the treatment group 2 (communication activities and snack provisions). Sample size (or number of clusters) by treatment arms Treatment 1: 18 grades will be in the control group, 18 grades in the treatment group 1 (communication activities only), Treatment 2: 10 schools in the control group, 2 schools (so 3 clusters out of 36 clusters) (communication activities and snack provisions) in the treatment group 2.
Power calculation: Minimum Detectable Effect Size for Main Outcomes Power calculation is done using the clustersampsi command in Stata. The intra-cluster correlation was set at the high level of 0.4. The population mean was set at 119.5 grams of FAV per capita per day of consumption, standard deviation is set at 44.8 grams. These numbers were obtained from the Vietnam Household living Standard Survey 2014 data for observations in Dong Anh district. Significant level Alpha = 0.05 and Power Target = 0.8. The minimum detectable effect for the FAV consumption is estimated to be 10.8 grams (~0.24 SD). Power calculations were done using the clustersampsi command in Stata. The intra-cluster correlation was set at 0.1. The population mean was set at 119.5 grams of FAV per capita per day of consumption, standard deviation is set at 44.8 grams. These numbers were obtained from the Vietnam Household living Standard Survey 2014 data for observations in Dong Anh district. Significant level Alpha = 0.05 and Power Target = 0.8. The minimum detectable effect for the FAV consumption is estimated to be 13.1 grams (~0.3 SD).
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