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Morality-Efficiency Tradeoffs: An Experimental Study
Last registered on February 20, 2018

Pre-Trial

Trial Information
General Information
Title
Morality-Efficiency Tradeoffs: An Experimental Study
RCT ID
AEARCTR-0000732
Initial registration date
June 13, 2015
Last updated
February 20, 2018 10:29 AM EST
Location(s)
Region
Region
Region
Primary Investigator
Affiliation
Johns Hopkins University
Other Primary Investigator(s)
PI Affiliation
University of Toronto
PI Affiliation
Universidad del CEMA
Additional Trial Information
Status
Completed
Start date
2015-08-03
End date
2017-12-07
Secondary IDs
Abstract
In modern societies, certain activities and transactions are limited or prohibited on the basis of ethical considerations, even when the parties in these activities may benefit from an economic standpoint. Examples include payments for human organs for transplantation, prostitution, the performance of morally controversial research, and the commercialization of living organisms. The opposition to these activities rests in part on a desire to protect vulnerable people from exploitation or coercion. However, the aversion is often due to the idea that certain transactions would corrupt moral values. In this study, we propose and test a methodology to understand individuals’ attitudes toward ethically controversial transactions. Specifically, the goal of this study is to determine whether and how individuals make trade-offs between moral values and economic efficiency, and to estimate these preferences and their distribution in the population.
External Link(s)
Registration Citation
Citation
Elias, Julio, Nicola Lacetera and Mario Macis. 2018. "Morality-Efficiency Tradeoffs: An Experimental Study." AEA RCT Registry. February 20. https://doi.org/10.1257/rct.732-6.0.
Former Citation
Elias, Julio, Nicola Lacetera and Mario Macis. 2018. "Morality-Efficiency Tradeoffs: An Experimental Study." AEA RCT Registry. February 20. https://www.socialscienceregistry.org/trials/732/history/25954.
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Experimental Details
Interventions
Intervention(s)
To quantify the trade-offs between morality and economic efficiency, we will perform experimental survey studies with approximately 5,000 subjects recruited online and through professional survey firms. For a series of morally controversial transactions, we will present respondents with a set of alternative systems, randomly varying (a) whether some form of compensation to the "sellers" is allowed (e.g., monetary or in-kind payments to kidney donors), (b) whether allocation of the scarce resource (e.g., kidneys for transplantation) is based on market forces or decided by a government agency, and (c) the (estimated) gains for society associated with the various systems. We will then gauge the respondents' degree of moral concern and overall favor for the various systems. Then, we will obtain estimates, at the individual level, of marginal rates of substitution between "morality" and "efficiency".
Intervention Start Date
2015-08-03
Intervention End Date
2017-12-07
Primary Outcomes
Primary Outcomes (end points)
The key outcome variables are:
(1) Degree of favor for alternative regulatory regimes for morally controversial transactions (e.g., procurement and allocation of organs for transplantation).
(2) Choice between alternative regulatory regimes for morally controversial transactions (e.g., procurement and allocation of organs for transplantation).
(3) Degree of moral concern associated with alternative regulatory regimes (e.g., concern for exploitation of the poor and vulnerable, coercion, respect for human dignity).
Primary Outcomes (explanation)
Secondary Outcomes
Secondary Outcomes (end points)
Secondary Outcomes (explanation)
Experimental Design
Experimental Design
Randomized controlled trial.
Experimental Design Details
FULL-SCALE STUDY 1 CONDUCTED ON AMAZON MTURK APPROXIMATELY 3,000 SUBJECTS Our study is based on a survey experiment conducted on Amazon Mechanical Turk. We restrict the sample to US residents with at least 80 percent approval rate. Participants were directed to a survey website created with Qualtrics. The first screen includes information on the current situation of kidney procurement and transplantation in the United States. The second screen describes three different systems of procurement and allocation of kidneys from live donors: In System A, unpaid donors can donate a kidney to a specific recipient or to an anonymous candidate on the waiting list. Kidneys donated to anonymous candidates are allocated by an agency (coordinated by the U.S. Department of Health and Human Services) according to priority rules based on patients' medical urgency, blood and tissue match with the donor, time on the waiting list, age and distance to the donor. In System B, kidney donors can receive $20,000 from a public agency. Kidneys from paid donors are allocated by an agency (coordinated by the U.S. Department of Health and Human Services) according to priority rules based on patients' medical urgency, blood and tissue match with the donor, time on the waiting list, age and distance to the donor. Donors can decide not to be paid, and can also make directed unpaid donations. In System C, kidney donors can receive $20,000 directly from the kidney recipient (e.g., out of pocket or through privately purchased health insurance). A registry of patients in need of a kidney and of potential donors is kept by an agency (coordinated by the U.S. Department of Health and Human Services); transactions occur directly between the paying recipient and the donor or through a private agency. Donors can decide not to be paid, and can also make directed unpaid donations. The third phase of the survey gauges the participants’ assessment of the “morality” of each of the three systems. We focus on five key ethical concerns (exploitation of the poor, coercion of choice, fairness to the patients, fairness to the donors, conflict with human dignity, and conflict with one’s values), and ask the respondents to rate each system on a scale from 0 (minimum concern) to 100 (maximum concern). Respondents may choose any integer number in the 0-100 interval on a slider; we also provide, above the slider, verbal expressions to guide the interpretation of different values. We write, for example “No coercion” above the zero mark, “Minor coercion” above the 25 mark, “Moderate coercion” above the 50 mark, “Considerable coercion” above the 75 mark, and “Maximum coercion” above the 100 mark. We also have a sixth question to include any other moral considerations that the respondents may have. The questions asked whether a given system was against the respondent’s values, and the scale is the same as for the other answers. Fourth, the survey asks the subjects to choose their preferred system. We offer three different choice sets, and for each choice set, the subjects have to indicate the systems that they think should be implemented. The systems among which to choose are the same in the three choice sets; however, in addition to the description of the systems given at the beginning of the survey, we ask the respondents to assume that each given system X would be expected to procure Y kidneys annually (with Y expressed both in absolute value and as a percentage of the annual demand). The value of Y is randomly assigned between systems, participants and choice set. In particular, for the “unpaid donor” system we randomize between the values of 17,000 and 21,500 kidneys (corresponding to 49% and 61% of the estimated 35,000 annual demand for kidneys); for the two systems including payments, we randomize a wider range of values: 17,000, 21,500, 26,000, 30,500 and 35,000 (or 100% of annual demand). Moreover, with 50% chance, we randomly assign the participant to receive, in addition to the hypothetical information about the number of kidneys procured and the corresponding share of annual demand covered by each system, also the corresponding financial savings or benefits for taxpayers resulting from the additional transplants. We include this arm to the experiment to test whether individuals perceived tradeoffs between efficiency and morality differently according to the type of information about efficiency that was provided. For example, the additional information on monetary savings may increase the weight that individual give to efficiency considerations in their choices; conversely, individuals might find information about monetary savings less strong to justify bending their moral beliefs about a transaction, as opposed to focusing exclusively on the number of transplants without putting a dollar figure next to them. In addition to asking the participants to select a system as the one that should be implemented according to the respondents, we also asked them to express an overall rating of each system (in each choice set) on a 0-100 scale. We then added an “attention” test, and a question to gauge additional information on the nature of preferences for the different systems. First, we asked the respondents to remember their choices of systems. The non-exclusive options that could be selected were three: “I chose system X in at least one of the choice opportunities”. Second, we offered three, again non-exclusive (although not all true for a subject), sentences. The sentences read “I would have never chosen system X, regardless of how many kidneys it would procure” (we also added a fourth possibility, “None of the above”). In addition to function as a further consistency check, the answer to these last questions will provide information about individuals with “extreme” preferences, i.e. not willing to select a given system even if, in principle, much more efficient than the other two. The fifth stage of the survey consists, first, of a series of socio-demographic questions, including age, sex, state of residence, education, occupation, marital status, annual income, political preferences, religious beliefs, etc. Next, we include four questions aimed at gauging the respondents’ beliefs regarding the innate vs. cultural nature of morality, and whether they have utilitarian views. We conclude by asking the participants if they would be willing to be recontacted in the future, and we give them the opportunity to leave a comment if they so wish. The full survey is attached to this trial registration. PRE-TEST 1 In the full study, we ask the subjects to express their morality ratings on each of the systems before making assumptions about the number of kidneys procured under each system. For this to be a valid exercise, it has to be the case that respondents’ moral valuations (e.g., how much they consider a system to exploit the poor or lead to coerced choices) are not a function of the number of kidneys procured. We performed a pre-test to assess if indeed individual’s repugnance assessments were affected by the efficiency of a system, and the answer is negative. In our pre-test, we asked respondents to rate the five morality features of a system after informing the subjects also of the expected efficiency (number of kidneys procured, corresponding % of annual demand satisfied; and, in a second version, also the expected savings for taxpayers). We conducted this pre-test with 300 respondents on Amazon Mechanical Turk. The results indicate that, within each system, its level of efficiency did not affect morality considerations. This finding validates our choice to ask, in the full study, the subjects to rate the morality features of each system before showing efficiency levels. PRE-TEST 2 In our full study, we present three possible systems to the subjects. However, there are various other possible systems that we could also have presented. For example, we could have considered in-kind compensation rather than cash compensation. In a second pre-test, we present 300 subjects on Amazon Mechanical Turk with 10 possible systems (listed below), and ask each of them to express their morality ratings on five of these, randomly selected. The results indicate that the morality ratings are roughly the same for systems with donor compensation and organ allocation performed by a government agency, irrespective of whether the compensation was in cash or in kind (e.g., a deposit in a college or retirement fund); the results were seminal for systems with payments through private transactions, again with similar morality ratings irrespective of whether the compensation was in cash or in kind; and the same held true for systems with no payments (purely altruistic system, “hero” medal system, and priority system). Because of these results, we chose to focus, in the full study, on the three systems described above. FULL-SCALE STUDY 2 CONDUCTED THROUGH QUALTRICS ON A REPRESENTATIVE SAMPLE OF AMERICANS SAMPLE SIZE APPROXIMATELY 2700 Study 2 was designed in response to a request from a Journal editor and referees. The objectives of the study are unchanged, but we modified the design in the following ways: 1. We randomly assigned participants to one of eight alternative organ procurement and allocation systems, where each system was a combination of (a) nature pf payment (cash or non-cash), (b) amount of payment ($30K or $100K), and (c) the identity of payer (government agency or the patient), 2. Within each of the eight systems, we further randomized participants, with equal probability, to also express (or not) opinions about some moral features of the system. 3. We added a within-subject component: each participant made multiple Yes-No choices on their assigned system for different possible kidney supply outcomes. The full printout of the survey is attached to this protocol.
Randomization Method
Randomization done by survey software (Qualtrics).
Randomization Unit
Individual randomization.
Was the treatment clustered?
No
Experiment Characteristics
Sample size: planned number of clusters
3000 individual mTurk respondents (Study 1)
2700 individual Qualtrics respondents (Study 2)
Sample size: planned number of observations
3000 respondents (mTurk sample) 2500 respondents (Qualtrics sample)
Sample size (or number of clusters) by treatment arms
STUDY 1
The structure of our experiment produces 2 x 5^2 x 5^2 = 50 different triplets with efficiency information only expressed in terms of transplant, and as many triplets with added information on dollar savings, with three of which being assigned to each subject.With 3,000 subjects in total, and each individual having a chance of being assigned one particular triplet of about 3%, we expected about 90 observations on each of the 100 triplets. We also added one case (approximately 100 observations) where the subject is asked to choose one of the three systems with no information provided on the number of kidneys procured.

STUDY 2
With 2,700 subjects and 16 experimental conditions, we expect to have about 168 subjects in each condition.
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
Supporting Documents and Materials

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IRB
INSTITUTIONAL REVIEW BOARDS (IRBs)
IRB Name
University of Toronto Research Ethics Board
IRB Approval Date
2017-10-02
IRB Approval Number
30238
IRB Name
The Johns Hopkins Homewood Institutional Review Board (HIRB) - EXEMPTED
IRB Approval Date
2015-06-03
IRB Approval Number
HIRB00001991
Post-Trial
Post Trial Information
Study Withdrawal
Intervention
Is the intervention completed?
No
Is data collection complete?
Data Publication
Data Publication
Is public data available?
No
Program Files
Program Files
Reports and Papers
Preliminary Reports
Relevant Papers