Scope conditions for interpersonal contact to reduce political polarization: the role of inequality

Last registered on August 26, 2021

Pre-Trial

Trial Information

General Information

Title
Scope conditions for interpersonal contact to reduce political polarization: the role of inequality
RCT ID
AEARCTR-0008143
Initial registration date
August 25, 2021

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
August 26, 2021, 1:01 PM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

Region

Primary Investigator

Affiliation
Instituto Tecnologico Autonomo de Mexico

Other Primary Investigator(s)

PI Affiliation
Instituto Tecnologico Autonomo de Mexico
PI Affiliation
University of Notre Dame
PI Affiliation
University of Texas at Austin

Additional Trial Information

Status
On going
Start date
2021-08-24
End date
2021-08-31
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
Affective polarization and intolerance are on the rise in many democracies around the world. Interpersonal contact with outgroup members has been hypothesized to reduce prejudice (Allport 1954). Empirical studies have by and large supported the contact hypothesis, but results vary dramatically across studies, making it urgent to study the conditions under which contact works (Pettigrew and Tropp 2006; Levy Paluck et al 2019). Allport (1954) hypothesized that the effectiveness of interpersonal contact is a function of contextual factors. Such factors include equality of status in the interaction. There is practically no experimental research testing the hypothesis that equality moderates the effectiveness of interpersonal contact in reducing prejudice.

The present study aims to contribute to the literature by studying the moderating effect of equality in the interaction on the effectiveness of contact, in an experimental design. Specifically, we assign participants to pairwise interactions where they are asked to collaborate under conditions of randomly assigned equal or unequal status. One of our main dependent variables is tolerance for those with different political preferences. Other dependent variables include trust and attitudes towards democracy. They also include revealed preferences measured through a dictator games, the opportunity to donate to an NGO that fight corruption but has been heavily criticized by the current President, and well as willingness to attend a meeting containing either in-group or out-group members. All the interpersonal contact takes place online via a proprietary chat software.

We further study the effect of inequality in socioeconomic status (SES) on the effectiveness of interpersonal contact to increase tolerance (reduce polarization), as well as to affect the above mentioned outcomes. In this case, we randomize whether or not participants in the pairwise interaction are informed about each other’s SES. This information consists of a set of photographs of a house’s or apartment’s façade, kitchen, and bedroom, typical to the participant’s SES category. In this branch of our study, we randomly assign whether participants in a pair are both shown, or both not shown, such pictures. The online mode of interaction makes it possible to test the causal effect of learning vs not learning about one’s interlocutor’s SES. Specifically, we hypothesize that contact will increase political tolerance of the higher-SES party in the interaction, but it will have smaller (or perhaps negative) effects on the political tolerance of the lower-SES person.

In sum, our research makes the following main contributions:
1. Investigate the causal role of equality vs inequality in the interaction as a scope condition for the effectiveness of interpersonal contact at reducing political polarization and intolerance.
2. Investigate the causal role of learning about the SES of one’s interlocutor on the effectiveness of interpersonal contact at reducing political polarization and intolerance.
3. Test the contact hypothesis in an online chat environment.
4. Test the contact hypothesis with measures of actual behavior as outcomes.
5. Test whether being exposure to a video emphasizing a common national identity for Mexicans (vis a vis a placebo video) decreases the salience of particularistic differences between subgroups of Mexicans, reducing affective polarization, increasing identification with the nation and other people from the same country, and increasing trust in others---especially fellow country people.
External Link(s)

Registration Citation

Citation
Bejarano, Enrique Seira et al. 2021. "Scope conditions for interpersonal contact to reduce political polarization: the role of inequality." AEA RCT Registry. August 26. https://doi.org/10.1257/rct.8143-1.0
Experimental Details

Interventions

Intervention(s)
Design overview
Participants will be recruited from a panel of Mexican voting-age adults. About 5,600 adults will be invited to enter our online system at a specific date and time. Those who show up (about half are expected to show up) will be asked to fill a baseline survey, on the basis of which they will be assigned to one of two respondent pools pairs by an algorithm: the paired pool, and the leftover pool.

Paired pool
All pairs will consist of one morenista (i.e., pro-incumbent-party) and one non-morenista. Partisanship will be determined by asking respondents who they would vote for if a presidential election were held today (we will also collect standard measures of affective polarization and partisan preferences, including feeling thermometers party ID). Pairs will be created according to the following blocking procedure. First, we will divide the respondents into two sets (morenistas and non-morenistas) using the aforementioned question. Within each of these two sets, we will create groups of 4 similar persons, on the basis of Mahalanobis distance computed on the basis of various other questions in the baseline (including partisan feeling thermometers usually employed to measure affective polarization, as well as a self-reported measure of socioeconomic status). To create pairs, we then draw one group of 4 similar persons at random from each of the morenista and non-morenista sets. We randomly pair these up into four pairs of 1 morenista and 1 non-morenista. These four pairs constitute a block. Which each block, pairs will be randomly assigned to three treatment branches (about 350 pairs each) or a control condition (about 700 individuals). We expect block random assignment to substantially increase statistical power and help ensure balance on blocking covariates across treatment conditions.

Leftover pool
Leftovers are those individuals who could not be paired up. The reason leftovers are likely to exist is because the fraction of morenistas and non-morenistas in the sample is not something we can control. Therefore, the maximum number of pairs is the number of individuals in the smallest of the two sets. Our blocking procedure may further imply that one incomplete block will exist, in which case all individuals in that block will be reassigned to the leftover pool.

Procedure for the paired pool
After completing the baseline survey, pairs will be directed in two different directions according to their treatment assignment status. Those who get paired up and assigned to one of three treatment branches (but not those pairs assigned to the control condition), will be directed to chatrooms, where they will be instructed to interact in two activities: (a) discuss and rank two life priorities in terms of their importance for Mexicans in general, and (b) answer a set of trivia questions about current events, where those pairs who answer at least two questions correctly will be entered in a raffle. We expect these two activities will allow them to meet and discuss important things in life. We designed the questions so as to create a high degree of agreement in the ranking about what matters in life among the multiple choice answers. This activity will make commonalties in important values salient. On the other hand, we conjecture that the trivia questions will allow them to see themselves more as a collaborating team. We will evaluate the effect of these activities directly with survey questions.
Those in the paired pool who get assigned to the control condition will be asked to complete the same two tasks (ranking of life priorities and answering trivia questions), but they will do so individually.

Procedure for the leftover pool
These participants will be assigned to a secondary set of treatments, consisting of exposure to a video designed to elicit pride in being Mexican or to a placebo (a video about dolphins). The idea is that emphasizing a common national identity might decrease the salience of particularistic differences between subgroups of Mexicans, and therefore reduce affective polarization, increase identification with the nation and other people from the same country, and increase trust in others---especially fellow country people. We may or may not use this analysis as part of a separate paper, but we have not made a firm decision on this point yet.

Post-treatment procedure for both pools
All participants will be asked to fill out a short endline survey individually. Finally, a short follow-up survey will be fielded between two and six weeks later (staggering will create exogenous variation in time between treatment and follow-up, making it possible to estimate a treatment persistence curve).

Treatment branches and research design for the paired pool
Pairs in the paired pool will be randomly assigned to one of four conditions: N (control), E (equal), U (unequal), or ES (equal + socioeconomic status). Those in the control group will experience no interpersonal contact. All others will.
All individuals in the paired pool are told the following: (a) their ranking of life priorities for Mexicans will be used in a brochure to teach university students about Mexicans, and (b) those who respond to two or more trivia questions correctly will be entered into a raffle for 500 panelist points (an attractive amount---the full 25 minute activity including baseline, chat, and endline nets panelists 100 points). Answers are filled out individually in all cases, but pairs (i.e., those assigned to E, U, or ES) are encouraged to deliberate and cooperate with their partners via the chat.

For pair members in the E condition, we emphasize that the answers to activities (a) and (b) of both pair members will count equally for purposes of the brochure and the raffle. For pair members in the U condition, we randomly design one of the pair members as the Leader and the other as the Follower, and notify both pair members of these designations. We further explain that only the Leader’s answers will count for both the brochure and the raffle. In this case, the follower is encouraged to chat in order to persuade the leader, and the leader is encouraged to listen to the follower. Pair members in the SE condition are treated like those in the E condition, with the difference that they are initially provided information about the self-selected SES (socioeconomic status) of their chat partner. Importantly, this information is in pictorial form, as one of the first few questions in the baseline asks respondents to pick among 5 sets of pictures (where each set contains a photograph of a house façade, a bedroom, and a kitchen) which one most resembles their own living conditions. Pairs assigned to the control condition (N) do not chat, but instead complete tasks (a) and (b) individually. They are also entered into the raffle if they get at least two trivia questions right.

Treatment condition Status in the chat interaction Revealed information
N (700 individuals) No contact NA
U (350 pairs) Unequal Partisanship
E (350 pairs) Equal Partisanship
ES (350 pairs) Equal Partisanship+SES

Treatment branches and research design for the leftover pool
Individuals in the leftover pool are not paired up. Instead, they are randomly assigned to watch one of two videos: a video about things Mexicans share or video about dolphins, as mentioned previously, between the baseline and the endline. The video is followed by a handful of attention/learning questions and respondents are then exposed to the endline.

Intervention Start Date
2021-08-24
Intervention End Date
2021-08-31

Primary Outcomes

Primary Outcomes (end points)
• Tolerance
• Preference for democracy
• Pro-social, pro-democracy behavior as in declared willingness to be a poll worker
• Willingness to participate in future meetings, and willingness to participate in mix-partisanship meetings
• Willingness to donate to the aforementioned NGO
• Willingess to donate in dictator games to the fellow party sympathizers, vis a vis people who sympathize with a different party.
• Generalized trust and trust in fellow country people
Primary Outcomes (explanation)

Secondary Outcomes

Secondary Outcomes (end points)
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
Design overview
Participants will be recruited from a panel of Mexican voting-age adults. About 5,600 adults will be invited to enter our online system at a specific date and time. Those who show up (about half are expected to show up) will be asked to fill a baseline survey, on the basis of which they will be assigned to one of two respondent pools pairs by an algorithm: the paired pool, and the leftover pool.

Paired pool
All pairs will consist of one morenista (i.e., pro-incumbent-party) and one non-morenista. Partisanship will be determined by asking respondents who they would vote for if a presidential election were held today (we will also collect standard measures of affective polarization and partisan preferences, including feeling thermometers party ID). Pairs will be created according to the following blocking procedure. First, we will divide the respondents into two sets (morenistas and non-morenistas) using the aforementioned question. Within each of these two sets, we will create groups of 4 similar persons, on the basis of Mahalanobis distance computed on the basis of various other questions in the baseline (including partisan feeling thermometers usually employed to measure affective polarization, as well as a self-reported measure of socioeconomic status). To create pairs, we then draw one group of 4 similar persons at random from each of the morenista and non-morenista sets. We randomly pair these up into four pairs of 1 morenista and 1 non-morenista. These four pairs constitute a block. Which each block, pairs will be randomly assigned to three treatment branches (about 350 pairs each) or a control condition (about 700 individuals). We expect block random assignment to substantially increase statistical power and help ensure balance on blocking covariates across treatment conditions.

Leftover pool
Leftovers are those individuals who could not be paired up. The reason leftovers are likely to exist is because the fraction of morenistas and non-morenistas in the sample is not something we can control. Therefore, the maximum number of pairs is the number of individuals in the smallest of the two sets. Our blocking procedure may further imply that one incomplete block will exist, in which case all individuals in that block will be reassigned to the leftover pool.

Procedure for the paired pool
After completing the baseline survey, pairs will be directed in two different directions according to their treatment assignment status. Those who get paired up and assigned to one of three treatment branches (but not those pairs assigned to the control condition), will be directed to chatrooms, where they will be instructed to interact in two activities: (a) discuss and rank two life priorities in terms of their importance for Mexicans in general, and (b) answer a set of trivia questions about current events, where those pairs who answer at least two questions correctly will be entered in a raffle. We expect these two activities will allow them to meet and discuss important things in life. We designed the questions so as to create a high degree of agreement in the ranking about what matters in life among the multiple choice answers. This activity will make commonalties in important values salient. On the other hand, we conjecture that the trivia questions will allow them to see themselves more as a collaborating team. We will evaluate the effect of these activities directly with survey questions.
Those in the paired pool who get assigned to the control condition will be asked to complete the same two tasks (ranking of life priorities and answering trivia questions), but they will do so individually.

Procedure for the leftover pool
These participants will be assigned to a secondary set of treatments, consisting of exposure to a video designed to elicit pride in being Mexican or to a placebo (a video about dolphins). The idea is that emphasizing a common national identity might decrease the salience of particularistic differences between subgroups of Mexicans, and therefore reduce affective polarization, increase identification with the nation and other people from the same country, and increase trust in others---especially fellow country people. We may or may not use this analysis as part of a separate paper, but we have not made a firm decision on this point yet.

Post-treatment procedure for both pools
All participants will be asked to fill out a short endline survey individually. Finally, a short follow-up survey will be fielded between two and six weeks later (staggering will create exogenous variation in time between treatment and follow-up, making it possible to estimate a treatment persistence curve).

Treatment branches and research design for the paired pool
Pairs in the paired pool will be randomly assigned to one of four conditions: N (control), E (equal), U (unequal), or ES (equal + socioeconomic status). Those in the control group will experience no interpersonal contact. All others will.
All individuals in the paired pool are told the following: (a) their ranking of life priorities for Mexicans will be used in a brochure to teach university students about Mexicans, and (b) those who respond to two or more trivia questions correctly will be entered into a raffle for 500 panelist points (an attractive amount---the full 25 minute activity including baseline, chat, and endline nets panelists 100 points). Answers are filled out individually in all cases, but pairs (i.e., those assigned to E, U, or ES) are encouraged to deliberate and cooperate with their partners via the chat.

For pair members in the E condition, we emphasize that the answers to activities (a) and (b) of both pair members will count equally for purposes of the brochure and the raffle. For pair members in the U condition, we randomly design one of the pair members as the Leader and the other as the Follower, and notify both pair members of these designations. We further explain that only the Leader’s answers will count for both the brochure and the raffle. In this case, the follower is encouraged to chat in order to persuade the leader, and the leader is encouraged to listen to the follower. Pair members in the SE condition are treated like those in the E condition, with the difference that they are initially provided information about the self-selected SES (socioeconomic status) of their chat partner. Importantly, this information is in pictorial form, as one of the first few questions in the baseline asks respondents to pick among 5 sets of pictures (where each set contains a photograph of a house façade, a bedroom, and a kitchen) which one most resembles their own living conditions. Pairs assigned to the control condition (N) do not chat, but instead complete tasks (a) and (b) individually. They are also entered into the raffle if they get at least two trivia questions right.

Treatment condition Status in the chat interaction Revealed information
N (700 individuals) No contact NA
U (350 pairs) Unequal Partisanship
E (350 pairs) Equal Partisanship
ES (350 pairs) Equal Partisanship+SES

Treatment branches and research design for the leftover pool
Individuals in the leftover pool are not paired up. Instead, they are randomly assigned to watch one of two videos: a video about things mexicans share or video about dolphins, as mentioned previously, between the baseline and the endline. The video is followed by a handful of attention/learning questions and respondents are then exposed to the endline.


Hypothesis
H1: Collaborative contact under equality in the interaction (E > N) increases

• Preference for democracy
• Pro-social, pro-democracy behavior as in declared willingness to be a poll worker
• Willingness to participate in future meetings, and willingness to participate in mix-partisanship meetings
• Willingness to donate to the aforementioned NGO
• Willingess to donate in dictator games to the fellow party sympathizers, vis a vis people who sympathize with a different party.
• Generalized trust and trust in fellow country people


H2: Collaborative contact under equality in the interaction increases the variables in H1 more than under inequality in the interaction (E > U)

H3: Collaborative contact has asymmetrical effects on the variables in H1 under equality in the interaction, when real-world socioeconomic inequality in SES is revealed to the parties:
H3.1: For the high SES individual, ES > E
H3.2: For the low SES individual, ES < E

Membership in overarching group and polarization

H4: Exposure to the video highlighting pride in common belonging (vis-à-vis the placebo video) increases the variables in H1. It also increases the sense of common identity or belonging.

These are the key hypothesis that we wish to preregister. We will additionally test a battery of secondary hypotheses.
Experimental Design Details
Randomization Method
Randomization will be done by the computer
Randomization Unit
For the pairs experiment: The unit of randomization is the pair of individuals
For the videos experiment: the unit of randomization will be the individual
Was the treatment clustered?
No

Experiment Characteristics

Sample size: planned number of clusters
We don't have clusters, but we will have a block design to increase power
Sample size: planned number of observations
The experiment is ongoing and the final sample size is unknown (it depends on how many want to participate), but we expect to have close to 700 individuals per arm for the paired arms (which means half a many pairs). This means having close to 2,800 individuals in the the pairs experiment. For the videos experiment we may end up having about 800 observations total, but this is not fully under our control.
Sample size (or number of clusters) by treatment arms
350 pairs per arm approximately. See design above.
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
We are still working on these
Supporting Documents and Materials

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IRB

Institutional Review Boards (IRBs)

IRB Name
Office of Research Support & Compliance UT Austin
IRB Approval Date
2021-05-12
IRB Approval Number
STUDY00001126
Analysis Plan

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Post-Trial

Post Trial Information

Study Withdrawal

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Intervention

Is the intervention completed?
No
Data Collection Complete
Data Publication

Data Publication

Is public data available?
No

Program Files

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