Sustainable Market Inclusive Livelihood Pathways to Self-Reliance (SMILES)

Last registered on November 15, 2024

Pre-Trial

Trial Information

General Information

Title
Sustainable Market Inclusive Livelihood Pathways to Self-Reliance (SMILES)
RCT ID
AEARCTR-0012412
Initial registration date
October 30, 2024

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
November 15, 2024, 1:02 PM EST

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

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Primary Investigator

Affiliation
Yale University

Other Primary Investigator(s)

PI Affiliation
Northwestern University
PI Affiliation
London School of Economics
PI Affiliation
Northwestern University

Additional Trial Information

Status
On going
Start date
2023-03-30
End date
2027-12-31
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
The SMILES project is a IKEA Foundation funded graduation project, implemented in the Kyangwali Refugee Settlement in Kikuube District and in Kyaka II Refugee Settlement in Kyegegwa District (both in Western region of Uganda) as well as their host communities, that seeks to improve food and nutrition security among extremely poor households. AVSI Foundation is the main implementer of the intervention which comprises all components of the tested graduation approach with the innovation being that some of these components will be delivered through both the graduation approach and a Market-System Development (MSD) approach. Other members of the consortium are DAI, Innovations for Poverty Action (IPA), Makerere University, Social Work and Social Administration Department (MAK) and Renewable Energy, Powering Agriculture and Rural Livelihoods Enhancement (REPARLE). The project implements a graduation approach integrated with a Markets System Development (MSD) approach to be delivered over a 24-month period with the objective of supporting extremely poor refugee and host communities towards increased self-reliance and resilience by addressing multiple dimensions of extreme poverty. The intervention components include: 1) coaching, 2) saving, 3) consumption support, 4) technical skills, 5) asset transfer, 6) business coaching, 7) referrals and 8) market linkages.
External Link(s)

Registration Citation

Citation
Brune, Lasse et al. 2024. "Sustainable Market Inclusive Livelihood Pathways to Self-Reliance (SMILES)." AEA RCT Registry. November 15. https://doi.org/10.1257/rct.12412-1.0
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Experimental Details

Interventions

Intervention(s)
The proposed integration project dubbed SMILES, features all of the components of the tested Graduation Approach with the innovation being that some will be delivered through both graduation approach and a market-systems modality. The intervention components include: 1) coaching, 2) saving, 3) consumption support, 4) technical skills, 5) asset transfer, 6) business coaching, 7) referrals and 8) market linkages.

1) Coaching (life skills, parenting, nutrition, gender, protection, psychosocial, energy, early childhood development, preventative health); Coaching is a personalised platform that uniquely addresses the needs of individuals and households. Coaching is a critical component of graduation as it ensures participant commitment, establishes a trusting and ongoing relationship and re-enforces the core technical trainings.
2) Savings: Savings are a core element of the graduation approach and at the same time is a push and pull element of the market systems development approach. The SMILES project will support the creation of Village Saving and Loan Association (VSLA) groups among the rural refugee and host participants following best practices from the implementation and management of VSLAs in Uganda including but not limited to AVSI’s SCORE project, and the Graduating to Resilience Activity. VSLA are a very important platform for delivery of financial literacy and business skills as well as an entry point to access formal financial services.
3) Consumption support: Consumption support ensures that participants have adequate food and that they can fully participate in the project and will not “eat up” their asset transfer when provided. The project provides consumption support for an eight-month period using mobile money as a delivery method. Given that the project will only enroll extremely poor participants, a blanket consumption support will be provided to all participants.
4) Core Technical skills (agronomic and business skills - FFBS, Enterprise Selection planning and Management): Core technical skills trainings are delivered within the first 7 months before an asset transfer and are later on reinforced through business coaching and the regular coaching activities
5) Asset transfer, business start-up, apprenticeship and employment: Asset transfers are one-time cash-based business start-up/expansion or skills acquisition transfers provided to participants to support with meeting the business goal. The asset will be delivered to participants in form of a cash grant utilizing a cash-less digital module via mobile money transfer.
6) Business coaching: Business coaching is a tailored individual or group mentorship provided by a CBT or a market actor to ensure that businesses remain functional. Through business coaching, businesses are supported to identify challenges and navigate market system constraints. Business coaching will be delivered initially by the CBT from month 7-12 and will later involve identified market actors for specific value chains together with CBTs from month 13 to 24
7) Referrals: Referrals are the processes of connecting a participant with another service provider to enable access to critical services. Referrals may be done at an individual or group level. The project will refer participants to government and other donor supported social protection programs to access essential services which cannot be provided directly. These services may include; education, health including nutrition, mental health, gender-based violence (GBV), and water and sanitation hygiene (WASH).
8) Linkages: The SMILES project will identify, assess and engage selected market actors for MSD. The project will utilise incentives that are packaged into a deal note for market stimulation. Where markets are thin and risks are high, a higher level of investment is needed upfront, with the intention to move to less investment as markets and actors are strengthened
Intervention Start Date
2023-08-21
Intervention End Date
2025-08-31

Primary Outcomes

Primary Outcomes (end points)
Financial well-being (savings, loan repayments), Income, Consumption, Take-up of agricultural inputs, Livelihoods
Primary Outcomes (explanation)

Secondary Outcomes

Secondary Outcomes (end points)
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
The program takes place in two different sites, namely refugee settlements Kyaka II and Kyangwali, in both refugee and host villages. Refugee and host villages are split into smaller clusters of the target size of 25 households . This division is done to create a number of clusters that can provide sufficient statistical precision for estimation of impacts.
In the first stage, clusters will be randomized into control clusters and treatment clusters. Within control clusters, there will be eligible and non-eligible households. Within treatment clusters, there again will be eligible and non-eligible households. Among eligible households, there will be another layer of randomization into the standard program (T1), the block grant (T2) and small asset (T3). Note that while the first randomization is on the cluster level, the second randomization is on the individual level. Within the control cluster, neither eligible nor non-eligible households will receive any graduation intervention.

Overview of the treatment arms:
Standard program (T1): Participants in T1 will receive the standard graduation program, which includes 160€ in consumption support and an individual grant of 220€.

Block grant (T2): In T2, participants will receive 160€ in consumption support. Additionally, they will receive a small individual grant (e.g. 70€) and another bigger grant (e.g. 170€) per person in the form of VSLA shares. Per group with 25 members that means 4,250€ in total. VSLA members then choose how to allocate the loanable funds. The purpose of the loanable funds is to provide larger loans to the VSLA members, for example, to set up their own business. The idea is that only high performing VSLA members with promising business ideas are granted these larger loans from the loanable funds. During the operating cycle, the loanable funds are only accessible to those VSLA members who were granted a loan, approved by the other VSLA members. All the other VSLA members who didn’t take out a loan during the operating cycle don’t have access to the loanable funds. At the end of the project (cohort 1), the full amount of the shares (i.e. 170€) in addition to the interest will be shared out amongst all the VSLA members.

Small asset grant (T3): In T3, participants will receive 160€ in consumption support and 70€ asset grant.

Non-eligibles in the treatment clusters (TN): Finally, non-eligible households (TN) in the treatment clusters will not be exposed to any graduation interventions but might benefit from MSD.

Overview of control arms:
Eligibles in the control clusters (CE) and non-eligibles in the control clusters (CN): Eligible households in the control clusters will not be exposed to any graduation interventions or MSD intervention. Hence, treatment as usual (TAU) doesn’t involve the exposure to any intervention under the SMILES project. Likewise, non-eligible households in the control clusters won’t receive any intervention.

The cross-randomization of Graduation intervention and MSD intervention was executed at the cluster level. IPA randomly assigned half of the Treatment, Control, and Cohort 2 clusters to MSD and half to no-MSD. Adjustments were made to the stratification variable used previously in the first-stage randomization of the Graduation intervention. The objective was to guarantee that within each stratum, and Treatment, Control and Cohort 2, there were a minimum of two clusters available for randomization into MSD and no-MSD arms.
In Cohort 2, eight geographic strata contained only one cluster each. In those cases, the strata with a solitary cluster were either merged with another stratum or incorporated in a cluster from another stratum. This adjustment to the stratification variable, achieved through the manual merging of geostrata, was carried out based on the implementing partner's regional expertise. The merging process focused on combining geographical areas that were close to each other.
The balancing variables used in the Graduation-MSD cross-randomization include variables such as the number of households, household head characteristics (female or child head), scorecard score, and poverty wealth rank. In total, there are 93 clusters randomized into the MSD arm across Treatment (46) and Control (47). 143 groups and 3,790 participants were assigned to receive an MSD intervention in addition to the Graduation program.

MSD intervention
To assess the extent to which additional MSD interventions enhance the impact of the Graduation program and to explore the complementarities between the Graduation and MSD interventions, IPA implemented a cross-randomization of the Graduation and MSD interventions at the cluster level. Specifically, half of the Treatment and Control clusters were randomized into either MSD or no-MSD arms. This resulted in 46 Treatment clusters and 47 Control clusters being assigned to the MSD arms, which include 3,904 and 3,897 Graduation-eligible households, respectively. Additionally, 49 Treatment clusters and 45 Control clusters were assigned to the no-MSD arms, corresponding to 3,982 and 3,561 Graduation-eligible households, respectively.
Experimental Design Details
Not available
Randomization Method
Randomization using Stata
Randomization Unit
In the first stage, clusters will be randomized into control clusters and treatment clusters. Within control clusters, there will be eligible and non-eligible households. Within treatment clusters, there again will be eligible and non-eligible households. The first randomization is on the cluster level, the second randomization is on the individual level
Was the treatment clustered?
Yes

Experiment Characteristics

Sample size: planned number of clusters
229 village clusters
Sample size: planned number of observations
8232 households
Sample size (or number of clusters) by treatment arms
95 clusters in treatment group with 6212 households, where 1 cluster is a smaller geographical unit (either villages or splits of villages), 92 clusters in C with 2020 households
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
IRB

Institutional Review Boards (IRBs)

IRB Name
Mildmay Uganda Resarch Ethics Committee (MUREC)
IRB Approval Date
2023-04-04
IRB Approval Number
MUREC-2023-193
IRB Name
Uganda National Council for Science and Technology (UNCST)
IRB Approval Date
2023-07-19
IRB Approval Number
SS1737ES