Grading and Certification of Smallholder Grain: Impacts on Farm-Gate Prices, Credit Access, and Adoption of Modern Storage and Production Practices (pilot study in Ghana)

Last registered on May 30, 2024

Pre-Trial

Trial Information

General Information

Title
Grading and Certification of Smallholder Grain: Impacts on Farm-Gate Prices, Credit Access, and Adoption of Modern Storage and Production Practices (pilot study in Ghana)
RCT ID
AEARCTR-0013718
Initial registration date
May 29, 2024

Initial registration date is when the trial was registered.

It corresponds to when the registration was submitted to the Registry to be reviewed for publication.

First published
May 30, 2024, 5:50 AM EDT

First published corresponds to when the trial was first made public on the Registry after being reviewed.

Locations

Primary Investigator

Affiliation
University of Ghana

Other Primary Investigator(s)

PI Affiliation
African Development Bank
PI Affiliation
African Development Bank
PI Affiliation
University of Ghana

Additional Trial Information

Status
In development
Start date
2024-06-01
End date
2026-12-31
Secondary IDs
Prior work
This trial does not extend or rely on any prior RCTs.
Abstract
The Microeconomics, Institutional and Development Impact Division of the African Development Bank proposes to conduct a three-year research and outreach program to explore whether grain quality certification at the smallholder level can significantly enhance farm income and resilience for food and nutrition. Of primary interest is whether improved smallholder knowledge of the quality of their grain and independent third-party certification of this quality will strengthen smallholder market power, allowing them to obtain higher prices. There is emerging evidence that quality certification can markedly increase prices received by farmers, incentivizing their investment in quality-enhancing inputs and practices. Our research could lead to several positive results, including empowering smallholders in marketing negotiations, allowing them to receive higher prices; and encouraging uptake of technologies that could increase production and resilience of grain suitable for high-value processing and exportation. The research team will build capacity in Ghana through extensive outreach aimed at a wide range of stakeholders including the farmers, brokers, processors, Ministry of Food and Agriculture, Ghana commodity exchange, Ghana Grains Council, Ghana Standards Authority, and through educational initiatives involving the University of Ghana’s Ph.D program in Applied Agricultural Economics and Policy.
External Link(s)

Registration Citation

Citation
Ainembabazi, John Herbert et al. 2024. "Grading and Certification of Smallholder Grain: Impacts on Farm-Gate Prices, Credit Access, and Adoption of Modern Storage and Production Practices (pilot study in Ghana)." AEA RCT Registry. May 30. https://doi.org/10.1257/rct.13718-1.0
Experimental Details

Interventions

Intervention(s)
Farmers from treatment Group 1 villages will be invited to have their grain scaled and graded, to include precise scientific measurement of weight, moisture level and aflatoxin content, undertaken by agents hired, trained and authorized by the Ghana Commodity Exchange (GCX) compensated from Project funds. Farmers from treatment Group 2 villages will additionally be invited to have their graded grain stored in hermetically sealed bags provided by the GCX and officially stamped by the GCX with information regarding the weight and grade of the enclosed grain. Additionally, 50% (randomly selected at village level) of farmers in Groups 1&2 will receive vouchers for aflasafe.All villages participating in the study, including the control group, will participate in a Training and Information Campaign (TIC) to be implemented by the Project in the first year of the study
Intervention Start Date
2024-07-01
Intervention End Date
2025-05-31

Primary Outcomes

Primary Outcomes (end points)
Maize productivity; access to credit; maize premium price; agricultural income; food safety; food security and nutrition
Primary Outcomes (explanation)

Secondary Outcomes

Secondary Outcomes (end points)
Access to agricultural inputs; agricultural investment decisions, improved storage practices; access to market information
Secondary Outcomes (explanation)

Experimental Design

Experimental Design
Following Giné and Yang (2009) and Mitra et al. (2018), we will randomly select and divide our villages into three groups of 100 villages each (a total of 300 communities/villages). Farmers from Group 0 villages will serve as a control group, those in Group 1 and Group 2 to receive distinct intervention treatments. Randomization will take place at the village level rather than at the individual farmer level in order to mitigate concerns about fairness among farmers living in the same village. The target regions include major maize-producing districts. Each of these districts contains numerous small villages which will serve as experimental units. Farmers from treatment Group 1 villages will be invited to have their grain scaled and graded, to include precise scientific measurement of weight, moisture level and aflatoxin content, undertaken by agents hired, trained and authorized by the Ghana Commodity Exchange (GCX) compensated from Project funds. Farmers from treatment Group 2 villages will additionally be invited to have their graded grain stored in hermetically sealed bags provided by the GCX and officially stamped by the GCX with information regarding the weight and grade of the enclosed grain. Additionally, 50% (randomly selected at village level) of farmers in Groups 1&2 will receive vouchers for aflasafe. All villages participating in the study, including the control group, will participate in a Training and Information Campaign (TIC) to be implemented by the Project in the first year of the study. Village-level meetings will be convened whereby agents hired by GCX will deliver relevant information to farmers. The information sessions will take place about one month before the start of the agricultural season, before production decisions and marketing arrangement are made. Village-level information sessions will be announced well in advance and all local farmers, input providers, lenders, traders, marketers, certified warehouse operators, and grain processors, will also be invited to attend. The information sessions will focus on post-harvest handling and marketing, with the focus on quality-enhancing production technologies and practices including optimal fertilizer and seed use; post-harvest management, including sorting and storage; marketing and price negotiation strategies; and financing strategies, including the use of warehouse receipts loans. At the end of each event, participants in treatment Groups 1 and 2 will be informed of the treatment protocols for their group, including the availability of grading and certification services to be offered by GCX-trained and authorized agents after harvest.
Experimental Design Details
Not available
Randomization Method
Randomization done in office by a computer
Randomization Unit
Community
Was the treatment clustered?
Yes

Experiment Characteristics

Sample size: planned number of clusters
300 communities
Sample size: planned number of observations
3000 maize farm households
Sample size (or number of clusters) by treatment arms
100 communities control, 100 communities for treatment group 1 (i.e., maize scaled and graded, to include precise scientific measurement of weight, moisture level and aflatoxin content, undertaken by agents), and 100 communities for treatment group 2 (i.e. maize graded and stored in hermetically sealed bags and officially stamped).
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
IRB

Institutional Review Boards (IRBs)

IRB Name
Ethics Committee for Basic and Applied Sciences (ECBAS), University of Ghana
IRB Approval Date
2024-05-20
IRB Approval Number
ECBAS 057/23-24