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Welfare, Work, and Wellbeing: Evidence from an Informal Settlement in Kenya
Last registered on August 27, 2015

Pre-Trial

Trial Information
General Information
Title
Welfare, Work, and Wellbeing: Evidence from an Informal Settlement in Kenya
RCT ID
AEARCTR-0000788
Initial registration date
July 24, 2015
Last updated
August 27, 2015 5:38 PM EDT
Location(s)
Region
Primary Investigator
Affiliation
Swarthmore College
Other Primary Investigator(s)
PI Affiliation
Ideas42
PI Affiliation
Princeton University
Additional Trial Information
Status
On going
Start date
2014-09-15
End date
2016-01-01
Secondary IDs
Abstract
Governments have long relied on cash transfers and vouchers as key elements of social welfare systems. Consumer theory offers predictions about the impact of such programs on wellbeing and spending behavior, but there is little real-world evidence. In this paper, we outline the pre-analysis plan for a randomized field experiment to explore the effect of welfare program design on these two key outcomes. We specifically test three design features: 1) workfare versus welfare; 2) restricted versus unrestricted vouchers; and 3) voucher messaging with a focus on spending on oneself or on others. The ten-day experiment involved 432 individuals living below the poverty line in the Kawangware settlement of Nairobi, Kenya. Each day, subjects either sorted lentils or waited in a room for benefit payments, provided as vouchers to a local grocery store. We either restricted the vouchers to certain basic food items or did not restrict them, and we also randomized voucher messaging. We outline the analysis plan of the impact of these experimental treatments on happiness, productivity, and consumption decisions.
External Link(s)
Registration Citation
Citation
Bhanot, Syon, Jiyoung Han and Chaning Jang. 2015. "Welfare, Work, and Wellbeing: Evidence from an Informal Settlement in Kenya." AEA RCT Registry. August 27. https://doi.org/10.1257/rct.788-5.0.
Former Citation
Bhanot, Syon et al. 2015. "Welfare, Work, and Wellbeing: Evidence from an Informal Settlement in Kenya." AEA RCT Registry. August 27. https://www.socialscienceregistry.org/trials/788/history/5116.
Sponsors & Partners

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Experimental Details
Interventions
Intervention(s)
Intervention Start Date
2014-09-22
Intervention End Date
2014-10-03
Primary Outcomes
Primary Outcomes (end points)
Outcomes I: Expenditures

During the course of the experiment, PBK accepted the vouchers distributed during the experiment and redeemed the value of the vouchers for any item (or the set of restricted items), according to the instructions on each voucher. Vouchers were labeled with ID numbers reflecting the individual’s unique identifier, the treatment group, and the date of issuance in a manner that was not transparent to subjects.

Every time a subject paid for his/her purchases with vouchers, PBK Nonic Supermarket staff stapled the receipt to the voucher. Next, a Busara research assistant with experience conducting randomized field experiments and familiarity with the local culture reviewed the vouchers and attached receipts for errors. The research assistant then collected all vouchers at the end of the day and returned them to the Busara office.

Participants could redeem their vouchers anytime from the start of the experiment until a week after the experiment concluded. This timeline gave participants up to three full weeks to redeem their vouchers. Through this partnership with PBK Nonic Supermarket, we were able to track the proportion of the vouchers spent on essential versus non-essential goods, along with the voucher type (Self or Family, conditional or unconditional), amount spent, date redeemed, and other information associated with the subject. This data served as basis for the analysis on consumption.

Outcomes II: Baseline, Daily, and Endline Surveys

Three survey types were administered during the study. First, on the initial day of the study, participants completed a Baseline survey. The Baseline survey asked questions related to people's current emotions (using a PANAS scale), weekly spending habits, employment, household characteristics, familiarity with the PBK Nonic Supermarket, and decision-making power within the household.

Second, every day of the study after the initial day, participants completed a Daily survey that asked the same “current emotions” questions from the Baseline survey, but did not include the additional questions in the Baseline survey.

Third, at the end of the study participants completed an Endline survey, which asked a series of questions on self-esteem, general happiness, and optimism. The Endline survey was designed to measure overall life satisfaction and wellbeing, rather than incidental happiness, enabling us to distinguish between “fleeting” effects of the treatments on wellbeing as opposed to longer run effects on disposition. The Endline survey also asked about family dynamics, income levels, how subjects approached spending the vouchers, and how they felt about their consumption decisions.

Outcomes III: Effort and Worker Productivity

Two measures of effort and productivity were collected. First, for all treatment groups, attendance and timeliness was tracked by on-site field officers. Second, for the Work treatment only, the productivity of each worker was measured by: 1) weighing of the amount of lentils and rice sorted in the work period; 2) keeping track of the precise time spent sorting for each subject; and 3) computing grams sorted per minute as a proxy for productivity/efficiency.
Primary Outcomes (explanation)
Secondary Outcomes
Secondary Outcomes (end points)
Secondary Outcomes (explanation)
Experimental Design
Experimental Design
Subjects
The subjects in this experiment were 432 individuals living in the Kawangware area of Nairobi, Kenya, selected at random for recruitment to the study from the subject pool maintained by the Busara Center for Behavioral Economics.

Study Design
The field experiment was conducted in Kawangware, an informal settlement located approximately 15 kilometers from the Nairobi city center. Participants were randomly assigned to three treatment groups, described below, located in three different community halls. Each community hall hosted four sessions per day at the same times each day: 9:30 AM, 11:30 AM, 1:30 PM, and 3:30 PM.
After subjects were recruited by phone, they were asked to select one of four time slots during the day for their participation in the study. Once participants were confirmed for a given time slot, they were randomly assigned to one of the three treatment groups and notified of the location where they had to report every day. The assignment to one of three treatment groups were not known to the participants prior to arrival at the location. This design helped avoid any selection bias stemming the time of day that people chose for their participation in the study.

Treatment Groups
Subjects were randomized into three main treatment groups, namely:
1. Work: People who worked in the treatment location for one hour each day in exchange for a daily payment of two unconditional PBK Nonic Supermarket vouchers.
2. Wait – Unconditional: People who waited in the treatment location for one hour each day in exchange for a daily payment of two unconditional PBK Nonic Supermarket vouchers.
3. Wait – Hybrid: People who waited in the treatment location for one hour each day in exchange for a daily payment of one unconditional PBK Nonic Supermarket voucher and one conditional PBK Nonic Supermarket voucher that could be used for “basic” food items only (Maize/wheat flour, rice, sugar, or cooking oil).

The total face value of the vouchers provided each day to the subjects was therefore across treatments, and was an amount slightly higher than an average daily wage for most participants.
Experimental Design Details
Randomization Method
Randomization done on the computer.
Randomization Unit
Individual level randomization.
Was the treatment clustered?
No
Experiment Characteristics
Sample size: planned number of clusters
Clustered within each timeslot individuals signed up for (so that we had equal numbers of people in each session).
Sample size: planned number of observations
432 individual subjects
Sample size (or number of clusters) by treatment arms
144 Wait Unconditional; 144 Wait Hybrid; 144 Work
Minimum detectable effect size for main outcomes (accounting for sample design and clustering)
IRB
INSTITUTIONAL REVIEW BOARDS (IRBs)
IRB Name
Harvard Committee on the Use of Human Subjects
IRB Approval Date
2014-06-12
IRB Approval Number
IRB14-2070
Analysis Plan
Analysis Plan Documents
PreAnalysis Plan

MD5: a2d283ff08c4f7ba0b72e8609182a458

SHA1: c1452cbffe80f8f28d4ca77b5ca2efac8046dff6

Uploaded At: August 03, 2015

PreAnalysis Plan v2

MD5: 5ae7f058647cd231120649656734c9c0

SHA1: b3991356364e5b604c7ea0cd5ad4a14408afd8e8

Uploaded At: August 27, 2015

Post-Trial
Post Trial Information
Study Withdrawal
Intervention
Is the intervention completed?
No
Is data collection complete?
Data Publication
Data Publication
Is public data available?
No
Program Files
Program Files
Reports and Papers
Preliminary Reports
Relevant Papers